Topic

SEC

Latest Daily Tribune news and analysis on SEC.

  1. SEC Watch: Without Fear or Favor

    SEC Watch: Without Fear or Favor

    Twenty-six years is a long time to hold the line. The Tribune has held it, imperfectly and under pressure, as all institutions do.

    2 MIN READ

  2. THE Lopez family dispute stemmed from Lopez Holdings Corp. and First Gen chairman and CEO Federico ‘Piki’ Lopez's refusal to allocate P2 billion of the proceeds of First Gen's sale of 60 percent of its natural gas business to Prime Infrastructure to support debt-beleaguered ABS-CBN. In turn, ‘the majority said they would push for an audit of First Gen to protect shareholders.’

    SEC allows FPH meeting despite Lopez dispute

    First Philippine Holdings Corp. will push through with its July 27 annual stockholders’ meeting after the SEC allowed the ASM and director elections to…

    2 MIN READ

  4. SEC gets freer hand in hiring after CSC award

    SEC gets freer hand in hiring after CSC award

    The Securities and Exchange Commission becomes the first national government agency to earn the CSC PRIME-HRM Silver Award, gaining deregulated status and…

    2 MIN READ

  6. Delisha Lending shut down by SEC

    Delisha Lending shut down by SEC

    The SEC has revoked Delisha Lending Investor and Trading Corp.’s corporate registration and lending license over multiple regulatory violations, including…

    1 MIN READ

  7. SEC opens market-making plan to public scrutiny

    SEC opens market-making plan to public scrutiny

    The SEC has opened its draft Rules on Market Making to public comment, proposing a new framework to boost liquidity, narrow spreads and improve price discovery…

    2 MIN READ

  9. No safe harbor for financial fraud

    No safe harbor for financial fraud

    MFT Group, which later rebranded as Foundry Ventures I Inc., lured investors with guaranteed returns of 12 to 18 percent.

    2 MIN READ

  11. SEC fines lender over abusive debt collection

    SEC fines lender over abusive debt collection

    The SEC has fined HC Consumer Finance Philippines for abusive debt collection practices that violated borrowers’ privacy and rights, ordering the lender to…

    2 MIN READ

  13. Public offering approvals cut to 40 days

    Public offering approvals cut to 40 days

    Discover how the Philippines’ SEC is slashing public offering approval times to as little as 40 days with its new Online Application for Registration…

    1 MIN READ