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  1. Home
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SEC settlement

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  1. Rogelio V. Quevedo

    Independence is not a lifetime appointment

    Familiarity breeds not contempt, but something far more dangerous in a boardroom: comfort.

    Rogelio V. Quevedo · 25 April 2026 · 3 min read

  2. Saudi Sharia Law settlement sought re detained Pinoys

    Saudi Sharia Law settlement sought re detained Pinoys

    The Philippine government is pursuing a possible settlement under Sharia law for an overseas Filipino worker who has been detained in Saudi Arabia for more…

    Dani Mari Arnaiz · 21 April 2026 · 2 min read

  3. When nature fails, boards are next

When nature fails, boards are next

The legal standard is not whether a director has heard of nature-related risk. It is whether a director exercised the judgment and diligence that the situation…

Rogelio V. Quevedo · 17 April 2026 · 2 min read

  • Fuel squeeze prompts SEC to push borrower relief

    Fuel squeeze prompts SEC to push borrower relief

    Borrowers squeezed by rising fuel costs may soon get breathing room, as the Securities and Exchange Commission (SEC) presses lenders to roll out relief…

    Maria Bernadette Romero · 17 April 2026 · 2 min read

  • AFS filing deadline moved to mid-June

    AFS filing deadline moved to mid-June

    Companies now have until mid-June to submit their audited financial statements (AFS), following a deadline extension by regulators.

    Maria Bernadette Romero · 16 April 2026 · 1 min read

  • SEC greenlights multi-fund investment vehicles

    SEC greenlights multi-fund investment vehicles

    Investment firms can now consolidate multiple strategies under a single structure to cut administrative costs for fund managers and make it easier for…

    Maria Bernadette Romero · 15 April 2026 · 2 min read

  • Dr. Carlos P. Gatmaitan, FICD

    The SEC Code of Corporate Governance: From foundation to market imperative

    In the end, the path to a stronger, more vibrant capital market is clear: better governance, practiced both in principle and in action.

    Dr. Carlos P. Gatmaitan, FICD · 12 April 2026 · 3 min read

  • SEC proposal forces top auditors on big gov’t projects

    SEC proposal forces top auditors on big gov’t projects

    Large government contractors may soon be required to hire top-tier government-accredited auditors under a draft memorandum circular seeking to boost oversight,…

    Maria Bernadette Romero · 6 April 2026 · 1 min read

  • SEC proposal forces top auditors on big gov’t projects

    SEC proposal forces top auditors on big gov’t projects

    Large government contractors may soon be required to hire top-tier government-accredited auditors under a draft memorandum circular seeking to boost oversight,…

    Maria Bernadette Romero · 6 April 2026 · 2 min read

  • SEC sounds alarm on fake lenders, investment pitches

    SEC sounds alarm on fake lenders, investment pitches

    Investment solicitation and lending activities without proper registration violate the Securities Regulation Code and other related laws, the Securities and…

    Maria Bernadette Romero · 5 April 2026 · 2 min read

  • MSME fee relief extended until year-end

    MSME fee relief extended until year-end

    The Securities and Exchange Commission (SEC) expects more micro, small, and medium enterprises (MSMEs) will gain wider access to financing, lower startup…

    Maria Bernadette Romero · 31 March 2026 · 1 min read

  • SEC files raps vs Maharlika group over illegal solicitations

    SEC files raps vs Maharlika group over illegal solicitations

    The Securities and Exchange Commission (SEC) has filed a criminal complaint against the Royal Kingdom of Maharlika Pearl of the Orient Organization Inc. (RKOM)…

    Maria Bernadette Romero · 31 March 2026 · 2 min read

  • SEC tightens rules on OPCs

    SEC tightens rules on OPCs

    The OPC was created to make incorporation easier — but not to dilute corporate responsibility.

    Dean Nilo Divina · 29 March 2026 · 3 min read

  • Shipshape stock play

    Shipshape stock play

    Bourse aces have told Nosy Tarsee of a certain publicly-listed domestic cargo carrier, just one of those smaller inter-island players still hauling containers…

    DT · 28 March 2026 · 2 min read

  • Heartbroken network

    Heartbroken network

    Nosy Tarsee overheard that a broadcast empire is in a full-blown, high-stakes courtroom brawl with the Securities and Exchange Commission, and the drama is…

    DT · 27 March 2026 · 2 min read

  • Ending Boardroom Entrenchment

    Ending Boardroom Entrenchment

    One cannot credibly oppose entrenched power in politics while defending it in corporate boardrooms.

    Rogelio V. Quevedo · 27 March 2026 · 3 min read

  • Textbook family feud

    Textbook family feud

    The statistics on the survival of family businesses are not encouraging to Nosy Tarsee. A study by the Family Business Institute found that only about 30…

    DT · 25 March 2026 · 2 min read

  • Regulators, firms call for stronger sustainability reporting

    Regulators, firms call for stronger sustainability reporting

    Regulators and business leaders are raising the stakes on corporate sustainability, warning that firms failing to embed environment, social, and governance…

    DT · 25 March 2026 · 3 min read

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