SEC freezes Novaluxia funds, assets
The SEC has frozen Novaluxia's funds and assets, citing unauthorized investment activities. Learn about the crackdown on unregistered securities and the…
· 2 MIN READ
Topic
SEC records
Latest Daily Tribune news and analysis on SEC records.
SEC adds new tool for stock bets
The Philippine SEC is opening the market to structured warrants, giving Filipino investors a new way to bet on stock price movements, manage risk, hedge…
· 2 MIN READ
SEC freezes operations of 3 investment schemes
SEC ordered three unauthorized investment schemes to stop operations and preserve assets, citing alleged unregistered securities offerings and lending…
· 1 MIN READ
DragonFi tests US stock access under SEC sandbox
· 2 MIN READ
SEC backs GCash IPO as capital market catalyst
Securities and Exchange Commission (SEC) Chairman Francis Lim has backed the upcoming initial public offering (IPO) of GCash operator Mynt Inc. as a potential…
· 2 MIN READ
SEC data came at solons’ request
The summaries presented in court showed that Duterte held shares in several corporations and served on the board or executive committees of some of them,…
· 2 MIN READ
Arthaland gets SEC nod for 166 lease deals
· 2 MIN READ
SEC witness: Unrestricted earnings don’t mandate dividends
An SEC official testified in Vice President Sara Duterte’s impeachment trial that companies are not automatically required to declare dividends simply because…
· 3 MIN READ
Records show Duterte kept 20% stake
SEC records presented at Vice President Sara Duterte’s impeachment trial showed she allegedly retained a 20-percent stake and board position in Metro City Chow…
· 2 MIN READ
18 Inday-linked firms declared no dividends
An SEC official told the Senate impeachment court that 18 companies linked to Sara Duterte and Manases Carpio had no recorded dividend declarations, while…
· 1 MIN READ
SEC defers board issue to Senate
The SEC told the Senate impeachment court it has not determined whether Vice President Sara Duterte violated the Constitution by remaining a corporate director…
· 2 MIN READ
SEC makes annual governance training mandatory
The SEC now requires directors and key officers of covered companies to undergo annual corporate governance training under tighter rules aimed at strengthening…
· 2 MIN READ
