Topic

SEC cease-and-desist orders

Latest Daily Tribune news and analysis on SEC cease-and-desist orders.

  1. The NPC launched an investigation on alleged data breach involving G-Xchange Inc.

    NPC weighs action over SEC data breach

    The National Privacy Commission (NPC) is assessing the Securities and Exchange Commission's (SEC) response to a reported data breach, focusing on…

    2 MIN READ

  2. SEC shuts down Peso Flow lending operations

    SEC shuts down Peso Flow lending operations

    The SEC has shut down Peso Flow for unauthorized lending operations and misrepresenting itself as an affiliate of a registered financing company, raising…

    2 MIN READ

  4. SEC orders system-wide audit after data breach

    SEC orders system-wide audit after data breach

    The SEC initiates a system-wide security audit after a data breach potentially exposed personal information. Investigations are underway to determine the scope…

    2 MIN READ

  5. SEC freezes operations of 3 investment schemes

    SEC freezes operations of 3 investment schemes

    SEC ordered three unauthorized investment schemes to stop operations and preserve assets, citing alleged unregistered securities offerings and lending…

    1 MIN READ